P1 Investment Services has announced the appointment of Kate Harris as Senior Compliance Manager. The appointment reflects P1's ongoing focus on strengthening its compliance function as the business continues to grow its adviser base and platform proposition.
Kate brings broad experience across operations and compliance, gained within both financial advisory and investment management firms. Her background spans the full range of regulatory and operational demands these businesses face, giving her a well-rounded view of compliance from both sides of the adviser relationship.
She also brings direct platform operations experience, having previously worked with a firm that used Seccl as its custody partner. That background gives her a practical understanding of how platform infrastructure and custody arrangements work in practice, insight that will support P1 as it continues to develop the P1 Platform for advisers and wealth managers.
In her new role, Kate will help ensure P1's compliance processes and controls keep pace with the business's growth, supporting advisers and investment managers who use P1's platform and investment management services with the assurance of robust oversight behind the scenes.
Welcome to the team, Kate.
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